Licenses, Acts & Preventive Legal Measures in Hospitals
Licenses, Acts & Preventive Legal Measures in Hospitals
Introduction
Hospitals function as highly regulated institutions where patient
care intersects with law, ethics, and medical professionalism.
Since hospitals deal with human lives, their operations are
governed by a comprehensive framework of licenses, statutory acts, and
regulatory measures.
These ensure patient safety, uphold medical ethics, and protect
doctors and institutions from legal disputes.
At the same time, preventive legal measures—such as proper
documentation, informed consent, and ethical decision-making—help reduce
medico-legal risks and enhance trust in healthcare delivery.
Licenses and Acts Applicable to Hospitals
A. Licenses Required
Registration
of Hospital under State Acts
Mandatory
registration under Clinical Establishments Act, 2010 (or relevant state
acts).
Ensures
standards of infrastructure, manpower, equipment, and quality of care.
Biomedical
Waste Management Authorization
License
under Biomedical Waste Management Rules, 2016.
Compliance
with segregation, collection, transportation, and disposal norms.
Pharmacy
/ Drug License
Mandatory
under the Drugs and Cosmetics Act, 1940.
Required
for procurement, storage, and dispensing of medicines.
Blood
Bank License (if applicable)
Governed
by Drugs and Cosmetics Rules.
License
from State Drugs Controller and compliance with NBTC (National Blood
Transfusion Council) guidelines.
Radiology
/ Imaging License
License
under Atomic Energy Regulatory Board (AERB) for X-ray, CT, MRI, and
radiotherapy equipment.
Compliance
with PNDT Act (Pre-Conception and Pre-Natal Diagnostic Techniques Act, 1994)
to prevent sex determination misuse.
Nursing
Home License
State-specific
regulations requiring hospitals/nursing homes to register with local health
authority.
Food
License (FSSAI)
Required
if hospital runs a kitchen or dietary service.
Fire
Safety Certificate
Issued
by local Fire Department to ensure safety compliance.
Lift
& Building Safety Clearance
For
multi-storey hospitals with elevators and large infrastructure.
Water
& Pollution Control License
Consent
from State Pollution Control Board for effluent discharge and
environmental safety.
B. Acts Applicable to Hospitals
Indian
Medical Council Act, 1956 → Governs professional conduct of
doctors.
Clinical
Establishments Act, 2010 → Standardization and regulation of
healthcare facilities.
Consumer
Protection Act, 2019 → Patients can sue hospitals/doctors for
negligence.
Indian
Penal Code (IPC) → Relevant for criminal negligence,
causing death, or fraudulent practices.
Medical
Termination of Pregnancy Act, 1971 → Governs abortion
practices.
Mental
Healthcare Act, 2017 → Protects rights of mentally ill
patients.
Transplantation
of Human Organs and Tissues Act, 1994 → Regulates organ
donation and transplantation.
PNDT
Act, 1994 → Prohibits sex determination and female foeticide.
Drugs
and Cosmetics Act, 1940 → Governs drug use, storage, and
distribution.
Bio-Medical
Waste Management Rules, 2016 → Ensures scientific
waste disposal.
Epidemic
Diseases Act, 1897 / Disaster Management Act, 2005
→ Relevant during outbreaks or emergencies.
Preventive Steps for Doctors and Hospitals
to Avoid Litigation
Proper
Documentation: Maintain complete, legible, and
chronological medical records.
Informed
Consent: Ensure written, informed, and voluntary consent for
all major/minor procedures.
Communication:
Transparent communication with patients and relatives to avoid
misunderstanding.
Adherence
to Protocols: Follow standard treatment guidelines and
evidence-based medicine.
Maintain
Confidentiality: Protect patient’s personal and medical
information.
Insurance
Coverage: Professional indemnity insurance for doctors and
liability coverage for hospitals.
Regular
Training: Medico-legal awareness programs for staff.
Safety
Protocols: Fire safety, infection control, biomedical waste
management, etc.
Audit
Systems: Periodic clinical and legal audits to identify gaps.
Legal and Ethical Handling of Sensitive
Issues
A. Consent Forms
Types
of Consent:
Implied
Consent: For routine examination.
Informed
Consent: For surgeries, anesthesia, invasive procedures.
Proxy
Consent: Taken from guardian if patient is minor or
incapacitated.
Legal
Validity:
Must
be written, voluntary, informed, and signed.
Should
specify procedure, risks, benefits, alternatives, and complications.
B. Life Support Withdrawal
Ethical
and legal dilemma in cases of terminal illness or brain death.
Governed
by Supreme Court of India (Aruna Shanbaug case, 2011) allowing passive
euthanasia with strict safeguards.
Steps:
Decision
by medical board.
Informed
consent of relatives.
Approval
from High Court in certain cases.
C. Dying Declaration
A
written or verbal statement made by a patient who is about to die, regarding
cause of death or circumstances.
Legally
admissible in court under Section 32 of Indian Evidence Act, 1872.
Precautions:
Recorded
by a doctor or magistrate.
Patient
must be conscious, coherent, and mentally fit.
Must
be signed/attested properly.
D. Death Certificate
Issued
under Births and Deaths Registration Act, 1969.
Responsibilities:
Only
a registered medical practitioner can certify cause of death.
In
medico-legal cases, certificate is withheld until postmortem.
Natural
vs unnatural deaths must be carefully distinguished.
E. High-Risk Procedures
Examples:
organ transplant, cardiac surgery, neurosurgery, experimental treatments.
Legal
Safeguards:
Detailed
informed consent.
Pre-operative
counseling.
Multi-disciplinary
board approval if required.
Documentation
of risks explained.
F. Postmortem Guidelines
Conducted
under request from police or magistrate in medico-legal deaths.
Steps:
Written
requisition from legal authority.
Body
identification and proper documentation.
Complete
external and internal examination.
Preserve
viscera for toxicology if required.
Special
Precautions:
Maintain
chain of custody.
Impartial
and scientific approach.
Avoid
unnecessary delay in submission of report.
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